Stoicism, Substance Dualism, and the Irreducibility of the Rational Faculty
Stoicism, Substance Dualism, and the Irreducibility of the Rational Faculty
Two posts by Grant C. Sterling to the International Stoic Forum. First: January 20, 2012, “A Brief Reply, Re: Dualism,” in reply to Malcolm. Second: February 28, 2013, “Stoic Dualism and ‘Nature,’” in reply to TheophileEscargot. Preserved by Dave Kelly, 2026. Layer: Theoretical Core — Philosophical Commitments. Attribution: Sterling.
Theoretical foundations: Grant C. Sterling (Eastern Illinois University). Analysis and synthesis: Dave Kelly. Prose rendering: Claude (Anthropic). 2026.
Editorial Note — Dave Kelly
These two messages together constitute Sterling’s most direct primary-source statement of substance dualism as a philosophical commitment, and they are notable for what they are not: neither message argues for dualism by appeal to ancient Stoic physics or Stoic cosmology. The January 2012 message is explicit that Sterling’s dualism is “not developed in opposition to the ancient Stoic metaphysics, but to modern scientific physics” — the argument is that no physicalist account, ancient or modern, has ever explained how particles undergoing electro-chemical processes could have the qualitative character of pain or the conceptual content of a valid logical inference. The certainty of qualitative mental experience is offered as more secure than any other proposition Sterling holds. The February 2013 message extends the argument from mind in general to moral knowledge specifically: if no domain of inquiry uses a single method, and if mathematical and logical truths are not best answered by empirical observation, then morality — which Sterling holds can never be empirical — requires the same non-physical rational faculty that grasps logical necessity. The sandwich examples work through competing natural inclinations (self-preservation against social cooperation) to show that a physicalist “nature-studied-scientifically” cannot adjudicate what one is actually obligated to do; only a rational faculty capable of intuiting the wrongness of taking what belongs to another can. Read together, the two messages ground C1 in the same epistemic structure that grounds C3 (Ethical Intuitionism) and C5 (Correspondence Theory): a physical account of mind cannot house a truth-tracking faculty, and without such a faculty neither mathematical nor moral knowledge is possible.
Message One: A Brief Reply, Re: Dualism
Grant C. Sterling to the International Stoic Forum, January 20, 2012. Replying to Malcolm on whether the ancient Stoic account of the mind as a “state of matter” is compatible with modern physicalism.
Malcolm:
In brief, my position is like this:
1) I am absolutely certain, beyond any possibility of error, that I have qualitative mental experiences. I am more certain of this than any other proposition.
2) Experience consistently tells me that I make choices on the basis of the qualitative content of these experiences. For example, I engage in complex reasoning (I may read a philosophical proof, which I find convincing because I recognize it as having a certain logical form which I have previously analyzed and found to be deductively valid), and on the basis of this reasoning I may come to believe a proposition which leads me to act in certain ways. (As an example, I have turned down an opportunity to eat veal, which I find to be extremely delicious, on the basis of arguments designed to show that the way in which the veal is raised is morally repugnant. Or, I have consciously chosen to think about outcomes in a different way as a result of long discussions about Stoic theory of personal identity and harm.)
3) Science tells us that when we are having mental experiences our central nervous system is undergoing various sorts of electro-chemical processes.
My dualism is not developed in opposition to the ancient Stoic metaphysics, but to modern scientific physics.
You say that for the ancient Stoics, the human mind is a “state of matter”. The problem that I was bringing up is that there is no room in modern Physics for any such notion. Modern Physics recognizes only physical matter in the brain, consisting of various particles undergoing various electro-chemical processes. None of those particles or processes are understood as having characteristics like “the feeling of pain” or “the concept of modus ponens”, etc.
So, today, in 2012, if you say that “the mind is a state of matter” then you must either explain how it is that various brain particles can have such properties, or claim that there exist forms of “matter” that are utterly unlike any that physicists have discovered. I see no hope in accomplishing either of those goals. Hence, I see no way that a philosopher today can claim that the mind is a form of matter. (I am no idiot — I know full well that many, perhaps most, philosophers hold such a view. I am asserting that they have never explained how this is possible.)
Regards, Grant
Message Two: Stoic Dualism and “Nature”
Grant C. Sterling to the International Stoic Forum, February 28, 2013. Replying to TheophileEscargot on whether dualism fractures the unity of Stoic thought and disables its ability to guide action.
On 2/26/2013, TheophileEscargot wrote: “This dualism however creates some differences from ancient Stoicism. First, the appealing unity of Stoic thought, where a single system applies to all domains, is lost.”
The ancient Stoic system already allowed for the ‘sayables’, which are not corporeal.
More seriously, I think it is obvious that no single way of investigating a problem applies to all domains. Despite frantic efforts, no-one has convinced me that mathematical (or logical) questions are best answered by empirical observation. And I think Sam Harris’ work contains a clear and obvious error right at the beginning — science cannot tell us what life is “better” than another life, and even if it could it cannot tell us why we have a genuine obligation to pursue ends that are not important to us. But that’s a very long story, which I won’t explore right now — suffice it to say that I don’t think morality is or can ever be empirical. And since I don’t see how science can ever claim to evaluate the subjective content of people’s minds, I don’t think real psychology is empirical, either. (The discipline called “psychology” pretends to be a science, but psychologists blatantly cheat by accepting the introspective reports people give of their mental states as data, while then claiming not to be following an introspective — and hence non-empirical and non-physicalist — discipline.)
But if we define “Nature” as “the realm of all things that exist”, then of course all of us dualists are just as much ‘naturalists’ as anyone, and just as committed to a ‘unity of all knowledge’. Indeed, I would have much preferred it if the word ‘science’ still had its original meaning (any type of knowledge) rather than its modern meaning (a strictly empirical investigation). I would be happy to say that I study “moral science”, if that word had not been corrupted.
TheophileEscargot continued: “Second, it becomes more difficult to apply decision criteria to what is virtuous, since nature-studied-scientifically cannot be used for guidance. E.g. suppose I miss breakfast, and at work I see a tasty-looking sandwich someone has stored in the fridge, which I could eat without being identified as the culprit. Is it moral for me to eat the sandwich? The ancient Stoics would say no, it is immoral, because the nature of human beings is cooperative and social, and it goes against that nature to eat a sandwich reserved for someone else. What criteria does a dualistic modern Stoic use to decide whether to eat the sandwich?”
But is it not also my nature to seek self-preservation? So why isn’t it ‘natural’ for me to eat nourishing food when I’m hungry?
Suppose we change the case — suppose that it is my sandwich sitting on the table in front of me, but some other person grabs it to eat it himself. Now is it moral for me to take the sandwich back from the other person?
Or suppose that you and I are in a plane that crashes on a (previously) deserted island, and we’re the only survivors. We both see a sandwich, which belonged to one of the now-deceased passengers. Who gets it? It’s in my nature to seek self-preservation, but also in my nature to be socially cooperative. It’s in your nature to seek self-preservation, but also to be socially cooperative. What should I do?
Or take a radically different case — I am a judge, you are on trial. There is overwhelming proof of your guilt, and you have been convicted. The law says that the penalty is 10–20 years in prison. Do I uphold my social nature by enforcing the law of society, or uphold my social nature by acting altruistically towards you and setting you free, or uphold my goal of self-preservation by asking you for a bribe to set you free?
This is why I hate it when people (often empiricist-physicalists, but often not) equate “morality” with “altruism”. Even if the two concepts often coincide, they by no means always coincide. That an action was “altruistic” can (with proper finagling of definitions) be observed. That the altruistic action is truly virtuous or appropriate cannot.
So unless we accept that we have some sort of ability to intuit the truth of certain fundamental propositions (in logic, mathematics, ethics, theory of knowledge, etc.), we cannot get anywhere in any subject. Few empiricists have actually acknowledged the paucity of information we receive from the senses. Even fewer physicalists have attempted to explain how the idea of “understanding”, “thinking” etc. make sense in the realm of a theory which allows only for mass, charge, etc.
So, as a dualist, I think that we can know that it is wrong to take that which belongs to another, and we can know that in the original circumstances my desire for tasty food is insufficient reason to overturn the prima facie wrongness of stealing. I would happily say that it violates my nature as a rational being to act in this way — I just see no reason to think that my nature as a rational being is a physical thing, known by means of the five senses.
Regards, Grant, unabashed Stoic dualist
Corpus Note — Dave Kelly
These two messages together establish the primary-source ground for Sterling’s substance dualism, and they establish it on epistemic rather than cosmological grounds.
First, from the 2012 message: qualitative mental experience is the proposition Sterling holds with more certainty than any other. No physicalist account, including modern physics, has explained how particles undergoing electro-chemical processes could possess the felt character of pain or the conceptual content of a valid logical inference. The dualism is directed against contemporary physicalism, not against ancient Stoic materialism — Sterling explicitly declines to found his position on a defense of ancient Stoic physics.
Second, from the same message: the burden of proof runs against the physicalist, not the dualist. Anyone claiming the mind is a state of matter must either explain how brain particles acquire qualitative and conceptual properties, or posit an unknown form of matter unlike any physics has discovered. Sterling holds that neither has been accomplished.
Third, from the 2013 message: no single method of investigation applies to every domain. Mathematical and logical truths are not best known by empirical observation; morality, on Sterling’s account, can never be empirical; and the subjective content of minds cannot be evaluated by a science that only pretends to non-introspective method while secretly relying on introspective reports as data. This is the direct link between C1 and C3: if the rational faculty that grasps logical necessity is not physical, and if moral knowledge requires the same kind of non-empirical grasp, then moral knowledge requires a non-physical faculty.
Fourth, from the same message: the sandwich examples demonstrate that appeals to a physicalist “nature-studied-scientifically” cannot resolve genuine moral questions, because natural inclinations toward self-preservation and social cooperation can conflict, and no empirical fact about which inclination is stronger settles which action is right. Only a rational faculty capable of intuiting the wrongness of taking what belongs to another — a faculty Sterling holds is not a physical thing known by the five senses — can adjudicate the case.
Sources: International Stoic Forum. “A Brief Reply, Re: Dualism,” January 20, 2012; “Stoic Dualism and ‘Nature,’” February 28, 2013. Author: Grant C. Sterling. Preserved by Dave Kelly, 2026.
Theoretical foundations: Grant C. Sterling (Eastern Illinois University). Analysis and synthesis: Dave Kelly. Prose rendering: Claude (Anthropic). 2026.